Jerome Stanley Markowitz
Professional Summary
Jerome Stanley Markowitz, who also goes by Jerry Markowitz, was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1970 - 1998. Jerome had worked at 7 firms and has passed the Series 1, Series 8, F04 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerry Markowitz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BANC OF AMERICA SECURITIES LLC | NCNB CAPITAL MARKETS, INC. | NATIONSBANC MONTGOMERY SECURITIES, INC. | NATIONSBANC MONTGOMERY SECURITIES LLC | NATIONSBANC CAPITAL MARKETS, INC.
Contact Information
Established
Delaware since 12/03/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
88Civil Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed May 1970Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1990F04 — Financial Principal Examination
Passed Aug 1974Series 00 — General Securities Principal Examination
Passed Aug 1974Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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