Andrew C. Davis

SCHIFF WEALTH ADVISORS

Baltimore, MD 21204

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CRD#: 3201324

Professional summary

Andrew Corwine Davis is a registered financial advisor currently at SCHIFF WEALTH ADVISORS, LLC located in Baltimore, Maryland.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Andrew has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Corwine Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2012 - Present

SCHIFF WEALTH ADVISORS, LLC

Office #1: 100 West Road Suite 410, Baltimore, MD 21204

RIA

CRD#: 146375

Baltimore, MD

Past

February 2, 2010 - December 31, 2011

COURT PLACE ADVISORS LLC

RIA

CRD#: 108545

ELLICOTT CITY, MD

Past

December 13, 2007 - December 21, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BALTIMORE, MD

Past

December 13, 2007 - December 21, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BALTIMORE, MD

Past

March 7, 2005 - July 31, 2007

BROWN ADVISORY SECURITIES, LLC

RIA

CRD#: 120736

BALTIMORE, MD

Past

January 3, 2005 - July 31, 2007

BROWN ADVISORY SECURITIES, LLC

CRD#: 120736

BALTIMORE, MD

Past

January 4, 2001 - January 4, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 5, 1999 - November 29, 2000

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/16/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/1/1999

General Securities Representative Examination

Current Firm

SCHIFF WEALTH ADVISORS, LLC

CRD#: 146375 / SEC#:

Maryland

Registered Investment Advisory firm - (3/24/2008 Approved)

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Contact information

Main Address

100 West Road Suite 410, Baltimore, MD 21204

Mailing Address

Phone number

(410) 321-7706

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 38,701,644

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew C. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Corwine Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHIFF WEALTH ADVISORS, LLC

COURT PLACE ADVISORS LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BROWN ADVISORY SECURITIES, LLC

BROWN ADVISORY SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2005

Series 66

Date: 4/16/1999

Series 7

Date: 4/1/1999

Current Firm

SCHIFF WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHIFF WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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