Carl E. Markowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Edward Markowitz was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1969. Carl had worked at 4 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 1976 - August 18, 2016
BISHOP, ROSEN & CO., INC.
March 29, 1974 - May 30, 1976
FOSTER SECURITIES CORPORATION
November 10, 1972 - May 31, 1974
ANDRESEN & CO.
June 2, 1969 - December 3, 1972
BUTLER CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/1/1977
AMEX Put and Call ExamSeries 1
Date: 5/27/1969
Registered Representative ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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