Gary Bogatin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Bogatin was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1999. Gary had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - February 13, 2013
CHIMERA SECURITIES, LLC
March 5, 2009 - May 28, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 10, 2007 - December 17, 2007
SPECTRUM TRADING, LLC
February 20, 2007 - September 10, 2007
DIMENSION BROKERAGE, LLC
May 28, 2003 - January 7, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
April 23, 2002 - June 9, 2003
LION'S GROUP TRADING LLC
November 3, 1999 - October 11, 2000
WORLDCO, L.L.C.
March 31, 1999 - November 5, 1999
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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