Jeffrey M. Gumeson
Professional summary
Jeffrey Michael Gumeson is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Park City, Utah.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Michael Gumeson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2015 - Present
THE CAPROCK GROUP, LLC
Office #1: 1441 West Ute Blvd Suite 120, Park City, UT 84098September 26, 2012 - February 10, 2015
J.P. MORGAN SECURITIES LLC
November 5, 2004 - March 10, 2008
INVESCO DISTRIBUTORS, INC.
December 1, 2003 - October 28, 2004
GPC SECURITIES, INC.
May 17, 1999 - December 1, 2003
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2015)
Exams
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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Company Information
THE CAPROCK GROUP, LLC
CRD#: 124272Park City, UT 84098TRUST BUT VERIFY
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