Bradley E. Rosen
Professional summary
Bradley Evan Rosen is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1999. Bradley has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Evan Rosen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2009 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104September 20, 2005 - April 3, 2006
BTIG, LLC
August 24, 2004 - September 20, 2005
REDWOOD BROKERAGE LLC
January 13, 2004 - August 9, 2004
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
February 12, 2002 - April 3, 2003
FIRST NEW YORK SECURITIES L.L.C.
April 12, 1999 - February 8, 2000
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2009)
(1/25/2011)
(1/25/2011)
(1/25/2011)
(2/23/2015)
(4/28/2009)
(5/4/2009)
(5/6/2009)
(4/28/2009)
(5/8/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/4/2010
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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