William B. Levay

FCA CORP

HOUSTON, TX 77024

Some features on this profile are disabled

CRD#: 3200046

Professional summary

William Bradford Levay, who also goes by Bill Levay, William Levay, is a registered financial advisor currently at FCA CORP located in Houston, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 1 firm and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Levay | William Levay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENERAL COUNSEL - FIRST COMMONWEALTH HOLDINGS CORP. (NON INVESTMENT RELATED); START DATE MARCH 1, 2008. 5847 SAN FELIPE, HOUSTON, TX 77057 APPROXIMATELY 250-500 HOURS A YEAR. ATTORNEY - LAW OFFICE OF WILLIAM LEVAY (NON INVESTMENT RELATED). 6122 MEADOW LAKE LANE, HOUSTON, TX 77057. START DATE MARCH 1, 2008. APPROXIMATELY 100 TO 150 HOURS A YEAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bradford Levay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2008 - Present

FCA CORP

Office #1: 791 Town & Country Blvd Suite 250, Houston, TX 77024

RIA

CRD#: 110658

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/3/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/26/1999

General Securities Representative Examination

Current Firm

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

Mailing Address

Phone number

(713) 781-2856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/24/2024)

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 525,691,326

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2023	Cover Page	Report
01/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William B. Levay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bradford Levay's CRS (Customer Relationship Summary).

Certified licenses

Experience

FCA CORP

Primary Firm SEC Registration

FCA CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2008

Series 7

Date: 2/26/1999

Current Firm

FCA CORP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCA CORP

TRUST BUT VERIFY

Similar Advisors