How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW David

ADVISOR PROFILE

1. ALLEN FINANCIAL GROUP, PA (S Corp)- Insurance products other than Guardian.. Start: 09/01/1978, Address: 5898 Ridgewood Road Jackson MS 39211, 10 total per month; 10 during securities trading hours, Investment related, More than 10% annual compensation, 2. COTTON VALLEY LEASING (S CORP)-owner of automobile and equipment leasing which is designed to serve the equipment and transportation needs of Allen Financial Group PA, Start: 01/01/1998, Address: 5898 Ridgewood Road Jackson MS 39211, 1 total hour per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 3. David B. Allen CLU-Consulting product design and management of fixed risk based insurance products (not including variable products),. Start: 05/01/2011, Address: 5898 Ridgewood Road Jackson, MS 39211, 4 total hour per month; 4 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. Dubard Family Trust, William J Dubard Sr. Irrevocable Trust -Trustee for the Dubard Family Trust. Handle issue of check distribution, consult with outside investment advisors, accountants and attorneys for Trust,. Start: 01/01/2008, Address: 5898 Ridgewood Road Jackson MS 39211, 11 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 5. Speaking Engagements-I provide Continuing Education seminars, Start: 01/15/2010, Address: 5898 Ridgewood Road Jackson, MS 39211, 1 total hour per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 6. Lake Traderhorn Association-I am treasurer and board member,. Start: 10/01/2011, Address: PO Box 126 County Road 83; McCarley, MS 38943, 2 non bus hrs per month, Not investment related, 7. Northminster Baptist Church Insurance Committee-We consult with insurance providers and make decisions as to placement of coverages for the church, Start: 07/01/2011, Address: 3955 Ridgewood Road Jackson, MS 39211, 1 non bus hr per month, Not investment related, 8. RIDGEWOOD INVESTMENTS, LLC-Leasing, property management, financial management, buying and selling of commercial real estate, Start: 01/01/1984, Address: 5898 Ridgewood Road Ste A Jackson, MS 39211, 4 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 9. Ashford Mississippi, LLC, Start: 11/01/2017, Address: 5898 Ridgewood Road Jackson, MS. 39211, 5 total hour per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 10) Durable Power of Attorney for Cheryl Delynn Dubard Allen, Start: 12/08/2022, Address: 5898 Ridgewood Road Jackson, MS. 39211, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 11) Advance Health-Care Directive and Medical POA for Cheryl Dubard Allen, Start: 12/08/2022, Address: 5898 Ridgewood Road Jackson, MS. 39211, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,

FIRM INFORMATION

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David Bennett Allen

Experience: 52 years / 7 firms

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