JK
Jason D. Kirk
VALIC FINANCIAL ADVISORS
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 3199963
JK
Professional summary
Jason Douglas Kirk, CFP®, who also goes by Jason Kirk, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Carmel, Indiana.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Kirk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/12/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA BOOK WRITING POSITION: Author NATURE: I'm writing a books that focus on financial literacy. They don't contain recommendations, specific investment products or provide investment advice of any type. The books won't contain the Corebridge name in anyway. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 5908 Nottingham Pt, Brighton MI 48116, United States DESCRIPTION: Writing books.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Douglas Kirk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Douglas Kirk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 13, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 630 West Carmel Drive Suite 140, Carmel, IN 46032Office #2: 139 South Main Street, Greenville, KY 42345Office #3: 500 West Madison Suite 2850, Chicago, IL 60661Office #4: 39555 Orchard Hill Place Suite 600, Novi, MI 48375RIA
BD
CRD#: 42803
Carmel, IN
Current
August 13, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 630 West Carmel Drive Suite 140, Carmel, IN 46032Office #2: 139 South Main Street, Greenville, KY 42345Office #3: 500 West Madison Suite 2850, Chicago, IL 60661Office #4: 39555 Orchard Hill Place Suite 600, Novi, MI 48375RIA
BD
CRD#: 42803
Carmel, IN
Past
November 9, 2011 - June 12, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
ANN ARBOR, MI
Past
March 16, 2009 - June 12, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
ANN ARBOR, MI
Past
April 19, 2006 - April 24, 2007
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Past
March 23, 2005 - December 6, 2005
ROSENTHAL COLLINS EQUITIES, L.L.C.
BD
CRD#: 44888
CHICAGO, IL
Past
July 23, 2001 - October 20, 2004
MAY FINANCIAL CORPORATION
BD
CRD#: 3927
DALLAS, TX
Past
April 13, 1999 - July 20, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2024)
IAR
Alabama(8/22/2024)
RR
Alaska(8/22/2024)
IAR
Alaska(8/22/2024)
RR
Arizona(8/22/2024)
IAR
Arizona(9/11/2024)
RR
Arkansas(8/22/2024)
IAR
Arkansas(8/22/2024)
RR
California(8/22/2024)
IAR
California(8/22/2024)
RR
Colorado(8/22/2024)
IAR
Colorado(8/22/2024)
RR
Connecticut(8/22/2024)
IAR
Connecticut(8/22/2024)
RR
Florida(8/22/2024)
IAR
Florida(8/23/2024)
RR
Georgia(8/22/2024)
IAR
Georgia(8/26/2024)
RR
Hawaii(8/22/2024)
IAR
Hawaii(8/22/2024)
RR
Illinois(8/22/2024)
IAR
Illinois(8/22/2024)
RR
Indiana(8/22/2024)
IAR
Indiana(8/22/2024)
RR
Iowa(8/22/2024)
IAR
Iowa(8/22/2024)
RR
Kentucky(8/22/2024)
IAR
Kentucky(8/22/2024)
RR
Maine(8/22/2024)
IAR
Maine(8/22/2024)
RR
Maryland(8/22/2024)
IAR
Maryland(8/22/2024)
RR
Massachusetts(8/22/2024)
IAR
Massachusetts(9/24/2024)
RR
Michigan(8/13/2024)
IAR
Michigan(8/13/2024)
RR
Minnesota(8/22/2024)
IAR
Minnesota(8/22/2024)
RR
Mississippi(8/22/2024)
IAR
Mississippi(8/22/2024)
RR
Missouri(8/22/2024)
IAR
Missouri(8/22/2024)
RR
Montana(8/22/2024)
IAR
Montana(8/22/2024)
RR
Nebraska(8/22/2024)
IAR
Nebraska(8/23/2024)
RR
Nevada(8/22/2024)
IAR
Nevada(8/22/2024)
RR
New Hampshire(8/22/2024)
IAR
New Hampshire(8/22/2024)
RR
New Mexico(8/22/2024)
IAR
New Mexico(8/23/2024)
RR
New York(8/22/2024)
IAR
New York(8/22/2024)
RR
North Carolina(8/22/2024)
IAR
North Carolina(8/22/2024)
RR
Ohio(8/22/2024)
IAR
Ohio(8/22/2024)
RR
Oklahoma(8/22/2024)
IAR
Oklahoma(8/22/2024)
RR
Oregon(8/22/2024)
IAR
Oregon(8/22/2024)
RR
Pennsylvania(8/22/2024)
IAR
Pennsylvania(8/22/2024)
RR
South Carolina(8/22/2024)
IAR
South Carolina(8/22/2024)
RR
South Dakota(8/22/2024)
IAR
South Dakota(8/22/2024)
RR
Tennessee(8/22/2024)
RR
Texas(8/22/2024)
IAR
Texas(8/22/2024)
RR
Utah(8/22/2024)
IAR
Utah(8/22/2024)
RR
Virginia(8/22/2024)
IAR
Virginia(8/22/2024)
RR
Washington(8/22/2024)
IAR
Washington(8/22/2024)
RR
Wisconsin(8/22/2024)
IAR
Wisconsin(8/22/2024)
RR
Wyoming(8/22/2024)
IAR
Wyoming(8/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/24/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
