Arron I. Brisard

CETERA INVESTMENT ADVISERS LLC

RALEIGH, NC 27615

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CRD#: 3199772

Professional summary

Arron Isaac Brisard is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Raleigh, North Carolina and CETERA WEALTH SERVICES, LLC located in Raleigh, North Carolina.

Arron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Arron has worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LEGACY CAPITAL ADVISORS LLC POSITION: Partner NATURE: Used to market Avantax Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2021 ADDRESS: 4401 Northside Pkwy NW, Suite 900, Atlanta GA 30327, United States DESCRIPTION: Advisory Practice, meeting with clients, wealth planning, financial planning, retirement planning and investment management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arron Isaac Brisard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 8394 Six Forks Road Ste 204, Raleigh, NC 27615

RIA

CRD#: 105644

RALEIGH, NC

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 8394 Six Forks Road Ste 204, Raleigh, NC 27615

CRD#: 13572

RALEIGH, NC

Past

October 27, 2021 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

RALEIGH, NC

Past

October 27, 2021 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

RALEIGH, NC

Past

March 2, 2015 - October 26, 2021

IFG ADVISORY, LLC

RIA

CRD#: 168012

RALEIGH, NC

Past

October 15, 2007 - February 3, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

RALEIGH, NC

Past

September 10, 2007 - October 27, 2021

LPL FINANCIAL LLC

CRD#: 6413

RALEIGH, NC

Past

July 11, 2003 - September 11, 2007

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

RALEIGH, NC

Past

January 15, 2003 - July 24, 2003

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

DURHAM, NC

Past

September 4, 2002 - July 24, 2003

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

November 13, 2000 - July 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 18, 1999 - November 8, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/5/2025)

California
(9/5/2025)

Colorado
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Louisiana
(9/5/2025)

Maryland
(9/5/2025)

New Jersey
(9/5/2025)

New York
(9/5/2025)

North Carolina
(9/5/2025)

IAR

North Carolina
(9/5/2025)

Ohio
(9/5/2025)

Pennsylvania
(9/5/2025)

South Carolina
(9/5/2025)

Vermont
(9/5/2025)

Virginia
(9/5/2025)

Wisconsin
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/11/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Arron I. Brisard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arron Isaac Brisard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

IFG ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLSTATE FINANCIAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

OSAIC FS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2007

Series 66

Date: 1/11/2003

Series 63

Date: 5/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2002

Series 6

Date: 5/17/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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