Jo A. De Angelo Guerra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jo Ann De Angelo Guerra, who also goes by Jo Ann Deangelo Guerra, Jo Guerra, Joann Deangelo Guerra, was a registered financial professional .
Jo is a previously registered financial professional and started their career in finance in 1999. Jo had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2016 - September 12, 2017
VOYA FINANCIAL ADVISORS, INC.
April 24, 2014 - August 28, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 5, 2013 - September 17, 2013
WADDELL & REED
January 3, 2011 - February 11, 2013
VOYA FINANCIAL ADVISORS, INC.
October 6, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
June 4, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 4, 2001 - September 11, 2003
VALIC FINANCIAL ADVISORS, INC.
February 28, 2000 - June 6, 2001
U.S. BANCORP INVESTMENTS, INC.
May 25, 1999 - March 23, 2000
CAL FED INVESTMENTS
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
