John J. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Jacobs, who also goes by John Jacobs, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 14, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2020 - November 15, 2022
WHITE OAK MERCHANT PARTNERS LLC
July 5, 2006 - January 18, 2012
GOLDMAN SACHS WEALTH SERVICES, L.P.
June 30, 2006 - January 18, 2012
MERCER ALLIED COMPANY, L.P.
January 27, 2006 - June 1, 2006
AMERIPRISE ADVISOR SERVICES, INC.
August 5, 2003 - June 1, 2006
AMERIPRISE ADVISOR SERVICES, INC.
May 18, 1999 - August 4, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
