Gregory M. Viechnicki

VIECHNICKI WEALTH MGMT

Scottsdale, AZ 85259

Some features on this profile are disabled

CRD#: 3199495

Professional summary

Gregory Michael Viechnicki, who also goes by Greg VIechnicki, is a registered financial advisor currently at VIECHNICKI WEALTH MGMT, LLC located in Scottsdale, Arizona.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Viechnicki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Dreamstyle Remodeling-N-Scottsdale, AZ-Bathroom Remodels-Sales Representative-05/2020-20-0-Quoting individuals for bathroom remodels.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Michael Viechnicki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2020 - Present

VIECHNICKI WEALTH MGMT, LLC

Office #1: 9878 N 119th Place, Scottsdale, AZ 85259

RIA

CRD#: 310385

Scottsdale, AZ

Past

January 14, 2013 - July 21, 2020

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

Scottsdale, AZ

Past

May 31, 2012 - July 21, 2020

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

Scottsdale, AZ

Past

November 2, 2010 - May 31, 2012

SAXONY SECURITIES, INC.

CRD#: 115547

PHILADELPHIA, PA

Past

November 16, 2009 - October 6, 2010

BROKERSXPRESS LLC

CRD#: 127081

PHILADELPHIA,, PA

Past

May 1, 2002 - December 2, 2009

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

March 26, 1999 - July 31, 2000

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/23/2020)

IAR

Pennsylvania
(1/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VIECHNICKI WEALTH MGMT, LLC

CRD#: 310385 / SEC#:

Arizona

Registered Investment Advisory firm - (11/23/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/7/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(610) 217-9600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory M. Viechnicki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Michael Viechnicki's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

SAXONY SECURITIES, INC.

BROKERSXPRESS LLC

JANNEY MONTGOMERY SCOTT LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2013

Series 63

Date: 4/1/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2002

Series 6

Date: 3/25/1999

Current Firm

VIECHNICKI WEALTH MGMT, LLC

Contact information

Documents

Red Flags

Company Information

VIECHNICKI WEALTH MGMT, LLC

TRUST BUT VERIFY

Similar Advisors