Roger S. Conrad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Scott Conrad was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1999. Roger had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2016 - April 6, 2024
HALCYON CAPITAL LLC
April 7, 1999 - April 3, 2014
LEEB CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Current Firm
HALCYON CAPITAL LLC
CRD#: 283402 / SEC#:
Contact information
Red Flags
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