Sandra M. Hastings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Michaela Hastings, who also goes by Sandra Michaela Erwin, Sandra Erwin, Sandra M Hastings, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1999. Sandra had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2017 - December 17, 2025
PURSHE KAPLAN STERLING INVESTMENTS
April 20, 2017 - September 12, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 20, 2017 - September 12, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 30, 2015 - August 12, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 1, 2015 - August 12, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - August 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 26, 2002 - June 15, 2002
WACHOVIA SECURITIES, INC.
March 23, 1999 - February 9, 2000
WACHOVIA BROKERAGE SERVICE
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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