Brady M. Blackburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brady Monetus Blackburn JR, CFP®, who also goes by Brad Blackburn, Brady M Blackburn, Brady Monetus Blackburn, was a registered financial professional .
Brady is a previously registered financial professional and started their career in finance in 1999. Brady had worked at 9 firms and has passed the Series 66, Series 63, Series 62, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
February 17, 2021 - January 13, 2026
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - January 13, 2026
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
June 29, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
June 8, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
December 9, 2009 - May 6, 2010
LPL FINANCIAL LLC
December 9, 2009 - May 6, 2010
LPL FINANCIAL LLC
November 1, 2006 - March 10, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 1, 2006 - March 10, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
June 21, 2002 - March 9, 2005
FIRST CITIZENS INVESTOR SERVICES, INC.
January 31, 2002 - March 9, 2005
FIRST CITIZENS INVESTOR SERVICES, INC.
November 28, 2001 - February 1, 2002
WACHOVIA SECURITIES, INC.
March 23, 1999 - February 9, 2000
WACHOVIA BROKERAGE SERVICE
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
