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Anthony Roland Marino

CRD# 319894·Registered 1970 - 1985
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Roland Marino was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1970 - 1985. Anthony had worked at 7 firms and has passed the Series 1, Series 000 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years in the financial services industry

Current & Past Employments

ENGLANDER CAPITAL CORP.·CRD# 15125
BD
May 1, 1985 - June 18, 1985
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
November 10, 1982 - August 17, 1984
TROSTER SINGER CORPORATION·CRD# 7441
BD
October 23, 1980 - October 12, 1982
M. S. WIEN & CO., INC.·CRD# 541
BD
May 10, 1978 - April 21, 1980
DEUTSCHE IXE, LLC·CRD# 7172
BD
July 29, 1977 - June 1, 1978
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
April 1, 1977 - August 20, 1977
DREXEL BURNHAM & CO. INCORPORATED·CRD# 116
BD
March 4, 1975 - April 1, 1977
M. S. WIEN & CO., INC.·CRD# 541
BD
May 7, 1970 - November 5, 1975

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Current Firm

EC
ENGLANDER CAPITAL CORP.

ENGLANDER CAPITAL CORP. | THE ENGLANDER CAPITAL CORPORATION | SET SPECIALIST CORP. | ENGLANDER-MARINO (AN OVER-THE-COUNTER DIVISION OF ENGLANDER CAPI | ENGLANDER-MARINO

CRD#: 15125
BD
Terminated by FINRA on 04/27/1987

Contact Information

Established

New York since 10/18/1982

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Apr 1970

Series 000 — General Securities Principal Examination

Passed Sep 1964

Series 00 — General Securities Principal Examination

Passed Apr 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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