Anthony R. Marino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Roland Marino was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1970. Anthony had worked at 7 firms and has passed the Series 1, Series 000 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1985 - June 18, 1985
ENGLANDER CAPITAL CORP.
November 10, 1982 - August 17, 1984
CITIGROUP GLOBAL MARKETS INC.
October 23, 1980 - October 12, 1982
TROSTER SINGER CORPORATION
May 10, 1978 - April 21, 1980
M. S. WIEN & CO., INC.
July 29, 1977 - June 1, 1978
DEUTSCHE IXE, LLC
April 1, 1977 - August 20, 1977
DREXEL BURNHAM LAMBERT INCORPORATED
March 4, 1975 - April 1, 1977
DREXEL BURNHAM & CO. INCORPORATED
May 7, 1970 - November 5, 1975
M. S. WIEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/29/1970
Registered Representative ExaminationSeries 000
Date: 9/4/1964
General Securities Principal ExaminationSeries 00
Date: 4/5/1971
General Securities Principal ExaminationCurrent Firm
ENGLANDER CAPITAL CORP.
CRD#: 15125 / SEC#:
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
