MR
Mary B. Riley
BROOKSTONE CAPITAL MANAGEMENT LLC
Carefree, AZ 85377
Some features on this profile are disabled
CRD#: 3198930
MR
Professional summary
Mary Bridget Riley, who also goes by Mary Bridget Mclane, Bridget Riley Mclane, Bridget Riley, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Carefree, Arizona.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mary has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Bridget Mclane | Bridget Riley Mclane | Bridget Riley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Riley Higgins & Associates, LLC; Yes Investment Related; 7578 Elbow Bend Rd, Carefree, AZ 85377; Insurance Sales; POSITION: Owner; START DATE: 01/2018; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services. 2.) Book; Not Investment Related; 7578 Elbow Bend Rd, Carefree, AZ 85377; Author; Position: Financial Advisor; Start Date: 1/2025; Approx. 0 hours a month; Approx. 0 hours during trading; Author.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Bridget Riley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 7518 E Elbow Bend Rd Ste B-5, Carefree, AZ 85377RIA
CRD#: 141413
Carefree, AZ
Past
July 21, 2023 - March 26, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Carefree, AZ
Past
May 16, 2018 - July 19, 2023
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
WHEATON, IL
Past
April 28, 2015 - June 30, 2017
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Scottsdale, AZ
Past
January 30, 2015 - February 10, 2015
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
VAN NUYS, CA
Past
May 18, 2006 - September 4, 2007
GOLD COAST SECURITIES, INC.
RIA
CRD#: 110925
AGUA DULCE, CA
Past
May 18, 2006 - September 4, 2007
GOLD COAST SECURITIES, INC.
BD
CRD#: 110925
AGUA DULCE, CA
Past
April 5, 2006 - May 23, 2006
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
AGUA DULCE, CA
Past
April 5, 2006 - May 23, 2006
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 7, 2000 - March 22, 2006
J K R & COMPANY, INC.
BD
CRD#: 8040
VAN NUYS, CA
Past
April 30, 1999 - March 9, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 30, 1999 - March 9, 2000
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
