Joshua D. Dmuchowski

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CRD#: 3198870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua David Dmuchowski, who also goes by Josh Dmuchowski, was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 1999. Joshua had worked at 10 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Josh Dmuchowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 13, 2024 - February 18, 2025

ALTO SECURITIES, LLC

CRD#: 318536

NASHVILLE, TN

Past

September 5, 2023 - August 29, 2024

DALMORE GROUP LLC

CRD#: 136352

New York, NY

Past

March 2, 2023 - August 29, 2023

CHATSWORTH SECURITIES LLC

CRD#: 40804

GREENWICH, CT

Past

June 28, 2021 - December 8, 2022

SECURITIZE MARKETS, LLC

CRD#: 283256

Austin, TX

Past

January 4, 2018 - June 28, 2021

LIQUIDNET, INC.

CRD#: 103987

NEW YORK, NY

Past

April 18, 2006 - August 29, 2006

J.P. MORGAN CLEARING CORP.

CRD#: 28432

BROOKLYN, NY

Past

June 12, 2000 - November 15, 2000

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

Past

March 30, 2000 - May 30, 2000

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

September 13, 1999 - March 29, 2000

MAGNUM SECURITIES OF NEW YORK INC.

CRD#: 39267

NEW YORK, NY

Past

April 9, 1999 - October 19, 1999

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/28/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/16/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82TO

Date: 9/10/2021

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2022

General Securities Principal Examination

Current Firm

ALTO SECURITIES, LLC

CRD#: 318536 / SEC#: , 8-70863

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

500 11th Avenue N Suite 790, Nashville, TN 37203

Mailing Address

500 11th Avenue N Suite 790, Nashville, TN 37203

Phone number

(917) 495-8074

Established

Delaware since 12/20/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALTO SOLUTIONS, INC.	OWNER
FRAIOLI, BRIAN MICHAEL	CCO	2792474
HARRIGAN, SCOTT MICHAEL	CHIEF EXECUTIVE OFFICER / MANAGER	4399207
ROMERO, MONIQUE VICTORIA	FINOP / PFO / POO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Dmuchowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DALMORE GROUP LLC

CHATSWORTH SECURITIES LLC

SECURITIZE MARKETS, LLC

LIQUIDNET, INC.

J.P. MORGAN CLEARING CORP.

M.S. FARRELL & COMPANY, INC.

WINDSOR STREET CAPITAL, LP

MAGNUM SECURITIES OF NEW YORK INC.

LADENBURG CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/2023

Series 79TO

Date: 5/16/2022

Series 82TO

Date: 9/10/2021

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2018

Series 24

Date: 1/17/2022

Current Firm

ALTO SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALTO SECURITIES, LLC

TRUST BUT VERIFY

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