Bryan K. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Keith Johnson, who also goes by Bryan K Johnson, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1998. Bryan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2022 - December 31, 2022
JOHNSON FINANCIAL GROUP, LLC
February 22, 2008 - February 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
February 15, 2008 - February 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
May 2, 2003 - February 27, 2008
UBS FINANCIAL SERVICES INC.
May 2, 2003 - February 27, 2008
UBS FINANCIAL SERVICES INC.
April 8, 1999 - May 6, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 10, 1998 - May 6, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOHNSON FINANCIAL GROUP, LLC
CRD#: 318895 / SEC#:
Contact information
Red Flags
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