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BJ

Bryan Keith Johnson

CRD# 3198804·Registered 1998 - 2022
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Keith Johnson, who also goes by Bryan K Johnson, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1998 - 2022. Bryan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan K Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

JOHNSON FINANCIAL GROUP, LLC·CRD# 318895
RIA
Anderson, IN
March 30, 2022 - December 31, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Anderson, IN
February 22, 2008 - February 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Anderson, IN
February 15, 2008 - February 5, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Indianapolis, IN
May 2, 2003 - February 27, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Indianapolis, IN
May 2, 2003 - February 27, 2008
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 8, 1999 - May 6, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
RIA
Anderson, IN
December 10, 1998 - May 6, 2003

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Current Firm

JF
JOHNSON FINANCIAL GROUP, LLC

JOHNSON FINANCIAL GROUP, LLC

CRD#: 318895

Contact Information

Main Address

Anderson, IN

Phone Number

(317) 605-2253

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)HILLSDALE GROVE HOMEOWNERS ASSOCIATION - MCCORDSVILLE, IN, RECEIVE & DEPOSIT ALL MONIES, SIGN ALL CHECKS & PROMISSORY NOTES, PREPARE BUDGET, BALANCE SHEET AND INCOME STATEMENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2004About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 2009About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2009About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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