William J. Feldmaier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jeffers Feldmaier, who also goes by Bill Feldmaier, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - January 26, 2023
LORD ABBETT DISTRIBUTOR LLC
June 26, 2014 - December 20, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
May 24, 2012 - June 25, 2014
CUNA BROKERAGE SERVICES, INC.
June 11, 2008 - November 11, 2011
MML INVESTORS SERVICES, LLC
August 24, 2005 - May 21, 2008
COMERICA SECURITIES
August 24, 2005 - May 21, 2008
COMERICA SECURITIES
July 13, 2004 - August 9, 2005
DWS DISTRIBUTORS, INC.
March 22, 2002 - July 7, 2004
MORGAN STANLEY DW INC.
August 15, 2001 - July 7, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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