Thomas G. Defranco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas George Defranco was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - May 14, 2020
CRITO CAPITAL LLC
June 16, 2015 - April 18, 2018
MCP SECURITIES, LLC
April 23, 2015 - July 15, 2015
V2V SECURITIES LLC
October 6, 2014 - December 31, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
September 12, 2011 - September 30, 2014
FIRST AVENUE
October 7, 2010 - November 10, 2011
MADISON WILLIAMS AND COMPANY
August 7, 2008 - October 18, 2010
SAFEGUARD SECURITIES, INC.
June 9, 2006 - September 22, 2006
CETERA ADVISORS LLC
June 9, 2006 - September 22, 2006
CETERA ADVISORS LLC
May 7, 1999 - December 31, 2000
FIFTH THIRD/MAXUS SECURITIES INC
State Registrations and Notice Filings
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Exams
Current Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
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