William H. Enoch

ZUCKERMAN INVESTMENT GROUP

Chicago, IL 60606

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CRD#: 3198660

Professional summary

William Howard Enoch is a registered financial advisor currently at ZUCKERMAN INVESTMENT GROUP located in Chicago, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GATHERINGS, NON INVESTMENT RELATED, 319 SOUTH LORRAINE ROAD, WHEATON, IL 60187, FLORAL BUSINESS, PROPRIETOR, 12 HRS/MONTH TOTAL SINCE 3/1997, 0 HOURS DURING SECURITIES TRADING HOURS, GENERAL LABOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Enoch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2019 - Present

ZUCKERMAN INVESTMENT GROUP

Office #1: 155 North Wacker Drive Suite 1700, Chicago, IL 60606

RIA

CRD#: 137785

Chicago, IL

Past

April 29, 1999 - October 13, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZUCKERMAN INVESTMENT GROUP

ASSET MANAGEMENT INVESTORS, LLC | ZUCKERMAN INVESTMENT GROUP, LLC | ZUCKERMAN INVESTMENT GROUP

CRD#: 137785 / SEC#: 801-65050

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/28/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZUCKERMAN INVESTMENT GROUP

ASSET MANAGEMENT INVESTORS, LLC | ZUCKERMAN INVESTMENT GROUP, LLC | ZUCKERMAN INVESTMENT GROUP

CRD#: 137785 / SEC#: 801-65050

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

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Contact information

Main Address

155 North Wacker Drive Suite 1700, Chicago, IL 60606

Mailing Address

Phone number

(312) 948-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZUCKERMAN INVESTMENT GROUP, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,369
AUM (Assets Under Management)	$ 1,899,810,940

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
10/30/2023	Cover Page	Report
08/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Enoch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Enoch's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZUCKERMAN INVESTMENT GROUP

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ZUCKERMAN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2019

Series 63

Date: 5/26/1999

Series 6

Date: 4/28/1999

Current Firm

ZUCKERMAN INVESTMENT GROUP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZUCKERMAN INVESTMENT GROUP

TRUST BUT VERIFY

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