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JD

Joy C. Dowd

JPMORGAN DISTRIBUTION SERVICES
New York, NY 10172
Some features on this profile are disabled
CRD#: 3198471
JD

Professional summary

Joy C. Dowd, who also goes by Joy C Dowd, Joy Catherine Dowd, Joy C Skiber, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in New York, New York.

Joy is registered as a RR (Registered Representative) and started their career in finance in 1999. Joy has worked at 5 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joy C Dowd | Joy Catherine Dowd | Joy C Skiber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joy C. Dowd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2009 - Present

JPMORGAN DISTRIBUTION SERVICES, INC.

Office #1: 277 Park Avenue, New York, NY 10172
BD
CRD#: 104234
New York, NY
Past

October 13, 2016 - November 11, 2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
New York, NY
Past

November 14, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
MORRISTOWN, NJ
Past

November 14, 2005 - November 13, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MORRISTOWN, NJ
Past

May 18, 1999 - May 26, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.

CRD#: 104234 / SEC#: , 8-52700

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER
BARTA, WENDY KAYPRESIDENT AND DIRECTOR2855534
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREADIRECTOR4493750
MACHULSKI, MICHAEL RICHARDPRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234New York, NY 10172

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