John M. Radzinski
Professional summary
John M Radzinski III, who also goes by John M (iii) Radzinski, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Algonquin, Illinois and INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John M Radzinski III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2010 - Present
INVESCO ADVISERS, INC.
June 1, 2010 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515June 17, 2005 - June 4, 2010
VAN KAMPEN ADVISORS INC
June 17, 2005 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
February 18, 2004 - June 6, 2005
MESIROW FINANCIAL, INC.
February 18, 2004 - June 6, 2005
MESIROW FINANCIAL, INC.
May 22, 2003 - February 11, 2004
MERRILL LYNCH INVESTMENT MANAGERS LP
May 22, 2003 - February 9, 2004
FAM DISTRIBUTORS, INC.
April 20, 1999 - May 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
