John M Radzinski Iii
Professional Summary
John M Radzinski III, who also goes by John M (iii) Radzinski, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Algonquin, Illinois and INVESCO DISTRIBUTORS, INC. located in Chicago, Illinois. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John M (iii) Radzinski
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
Contact Information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309Mailing Address
11 Greenway Plaza Suite 110, Houston, TX 77046Phone Number
(404) 892-0896# of Employees
2,804SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
82,498AUM (Assets Under Management)
$749,518,786,407Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2026 | Cover Page | Report |
| 11/24/2025 | Cover Page | Report |
| 09/27/2024 | Cover Page | Report |
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
State Registrations and Notice Filings
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/7/2010)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/1/2010)
(6/7/2010)
(6/7/2010)
(6/7/2010)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/7/2010)
(6/7/2010)
(2/23/2016)
(6/7/2010)
(2/23/2016)
(6/7/2010)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/7/2010)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/7/2010)
(2/23/2016)
(2/23/2016)
(7/8/2025)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(2/23/2016)
(6/7/2010)
(2/23/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view John M Radzinski III's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC