MM

Meyer A. Meisels

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CRD#: 3198354
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Meyer A Meisels was a registered financial professional .

Meyer is a previously registered financial professional and started their career in finance in 1999. Meyer had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 18, 2003 - July 31, 2014

U.S. BROKERAGE, INC.

BD
CRD#: 39307
BROOKLYN, NY
Past

May 17, 1999 - October 14, 2003

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
BOLTON, MA
Past

April 14, 1999 - May 21, 1999

WOLFF INVESTMENT GROUP INCORPORATED

BD
CRD#: 21930
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


UB
U.S. BROKERAGE, INC.
U.S. BROKERAGE, INC. | U.S. DISCOUNT BROKERAGE, INC.

CRD#: 39307 / SEC#: , 8-48635

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005
Mailing Address
6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005
Phone number
(404) 840-2549
Established
Ohio since 08/28/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
RANDMEMBER
KLIMER, NORBERT CHRISTOPHERINVESTOR2803328
MASTERS, KEVIN CRAWFORDFINOP/PFO/POO, CEO, CHIEF COMPLIANCE OFFICER2730013

Disclosures


Regulatory Event2
Arbitration1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


U.S. BROKERAGE, INC.

CRD#: 39307

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