Donald L. Maricle

CALAMAR FINANCIAL GROUP

West Seneca, NY 14224

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CRD#: 319831

Professional summary

Donald Lee Maricle, who also goes by Don Maricle, is a registered financial professional currently at CALAMAR FINANCIAL GROUP, LLC located in West Seneca, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1971. Donald has worked at 6 firms and has passed the Series 63, Series 72, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Don Maricle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Lee Maricle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2019 - Present

CALAMAR FINANCIAL GROUP, LLC

Office #1: 3625 Seneca St, West Seneca, NY 14224

CRD#: 283992

West Seneca, NY

Past

September 3, 2013 - February 7, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WEST SENECA, NY

Past

June 17, 1996 - December 31, 2003

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

WEST SENECA, NY

Past

June 17, 1996 - September 3, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

WEST SENECA, NY

Past

August 15, 1994 - June 18, 1996

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 19, 1983 - October 4, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

April 1, 1971 - December 31, 1974

THE TRAVELERS INSURANCE COMPANY

CRD#: 3604

HARTFORD, CT

Past

April 1, 1971 - August 15, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/4/2020)

Florida
(2/1/2019)

Nevada
(10/22/2019)

New York
(2/1/2019)

North Carolina
(2/1/2019)

Pennsylvania
(2/1/2019)

Exams

State Security Law Exam

Series 63

Date: 11/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/23/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CALAMAR FINANCIAL GROUP, LLC

CRD#: 283992 / SEC#: , 8-69777

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

40 John Glenn Drive, Amherst, NY 14228

Mailing Address

40 John Glenn Drive, Amherst, NY 14228

Phone number

(716) 693-0006

Established

Delaware since 02/02/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CALAMAR CAPITAL NETWORK LLC	MANAGING MEMBER
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
INGRAHAM, FRANK TODD	CHIEF COMPLIANCE OFFICER	2918519
WOJCIECHOWSKI, DAMON STEPHEN	PRESIDENT,MANAGING PARTNER, GSP #1	2099699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald L. Maricle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Lee Maricle's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

AETNA LIFE INSURANCE AND ANNUITY COMPANY

THE TRAVELERS INSURANCE COMPANY

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/1990

Series 72

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 3/23/1971

Series 24

Date: 3/2/1998

FINRA

Current Firm

CALAMAR FINANCIAL GROUP, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CALAMAR FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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