Barry J. Margulis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Jerome Margulis was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1970. Barry had worked at 7 firms and has passed the Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 1984 - July 27, 1992
GIBRALTAR SECURITIES CO.
December 7, 1979 - January 6, 1984
MARKS, ALLEN & CO.
May 21, 1979 - December 1, 1979
PHILIPS, APPEL & WALDEN, INC.
December 30, 1976 - January 31, 1980
BISHOP, ALLEN, INC.
July 15, 1976 - April 16, 1979
HAMILTON/COOKE & CO., INC.
February 13, 1974 - August 31, 1976
A. J. CARNO CO., INC.
November 2, 1970 - January 11, 1974
HOWARD LAWRENCE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/26/1960
Registered Representative ExaminationSeries 00
Date: 10/29/1970
General Securities Principal ExaminationCurrent Firm
GIBRALTAR SECURITIES CO.
CRD#: 7093 / SEC#: , 8-19344
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
