Gary M. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Newman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1999. Gary had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2013 - January 31, 2014
SAGETRADER, LLC
January 1, 2007 - January 9, 2012
NEWEDGE USA, LLC
July 1, 2005 - January 2, 2007
FIMAT PREFERRED LLC
November 5, 1999 - July 1, 2005
PREFERREDTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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