Louis I. Margolis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Irving Margolis was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1970. Louis had worked at 13 firms and has passed the Series 63, Series 5, Series 16, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2012 - January 13, 2017
12 METER MANAGEMENT, LP
November 24, 2003 - June 2, 2006
BOVARO PARTNERS, LLC
April 26, 2001 - September 15, 2003
EDELMAN SECURITIES COMPANY, L.P.
November 7, 2000 - April 2, 2001
FIRST NEW YORK SECURITIES L.L.C.
June 18, 1999 - November 9, 2000
EDELMAN SECURITIES COMPANY, L.P.
March 12, 1998 - June 11, 1999
MCCLENDON, MORRISON & PARTNERS, INC.
January 22, 1991 - July 16, 1993
NOMURA SECURITIES INTERNATIONAL, INC.
October 17, 1979 - January 31, 1991
SALOMON BROTHERS INC.
March 10, 1978 - November 9, 1979
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
July 17, 1974 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
November 21, 1973 - June 30, 1974
JOSEPHTHAL & CO., INC.
November 27, 1972 - November 25, 1973
ANDRESEN AND CO
October 1, 1970 - December 17, 1972
EDWARDS & HANLY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/21/1981
Interest Rate Options ExaminationSeries 1
Date: 3/11/1968
Registered Representative ExaminationCurrent Firm
12 METER MANAGEMENT, LP
CRD#: 145468 / SEC#: 801-68570
Contact information
Red Flags
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