Bali F. Ekin
Professional summary
Bali Firat Ekin is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Bali is registered as a RR (Registered Representative) and started their career in finance in 1999. Bali has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 56, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bali Firat Ekin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2023 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606November 18, 2015 - May 4, 2022
AVATAR SECURITIES, LLC
November 19, 2003 - July 6, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 10, 2002 - April 10, 2003
CARLIN EQUITIES, LLC
July 11, 2001 - March 14, 2002
SKEFFINGTON SECURITIES, L.L.C.
September 12, 2000 - July 11, 2001
RUMSON CAPITAL, LLC
May 7, 1999 - July 31, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 11/18/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/8/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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