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DR

Daniel S. Rhyasen

NIM WEALTH SOLUTIONS
SAN JOSE, CA 95110
Some features on this profile are disabled
CRD#: 3197545
DR

Professional summary

Daniel Stuart Rhyasen is a registered financial advisor currently at NIM WEALTH SOLUTIONS located in San Jose, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Stuart Rhyasen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

NIM WEALTH SOLUTIONS

Office #1: 1731 Technology Dr. Ste 570, San Jose, CA 95110
RIA
CRD#: 334754
SAN JOSE, CA
Past

January 3, 2024 - August 7, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
San Mateo, CA
Past

February 22, 2021 - February 11, 2025

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
San Mateo, CA
Past

June 11, 2007 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA
Past

May 5, 1999 - March 27, 2000

ONE ORCHARD EQUITIES, INC.

BD
CRD#: 42124
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/6/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/4/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/4/2015
General Securities Principal Examination

Current Firm

NW
NIM WEALTH SOLUTIONS
NIM INVESTMENT SOLUTIONS | NIM WEALTH SOLUTIONS INC. | NIM WEALTH SOLUTIONS | NIM RETIREMENT GROUP

CRD#: 334754 / SEC#:

California
Registered Investment Advisory firm - (5/8/2025 Approved)
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Contact information

Main Address
1731 Technology Dr. Ste 570, San Jose, CA 95110
Mailing Address
Phone number
(888) 322-2009
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

NIM WEALTH SOLUTIONS

CRD#: 334754San Jose, CA 95110

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