William M. Gospodarek

Some features on this profile are disabled

CRD#: 3197522

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Michael Gospodarek SR was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1999. William had worked at 9 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2010 - November 23, 2012

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

SYLVANIA, OH

Past

January 29, 2008 - July 14, 2010

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

SYLVANIA, OH

Past

January 25, 2008 - December 31, 2013

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

PITTSBURGH, PA

Past

August 28, 2007 - February 4, 2008

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

August 24, 2007 - January 25, 2008

J.W. COLE FINANCIAL, INC.

CRD#: 124583

SYLVANIA, OH

Past

October 26, 2004 - August 14, 2007

GWN SECURITIES INC.

RIA

CRD#: 128929

SYLVANIA, OH

Past

October 22, 2004 - August 14, 2007

GWN SECURITIES INC.

CRD#: 128929

WESTLAKE, OH

Past

January 29, 2004 - October 26, 2004

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

SYLVANIA, OH

Past

December 12, 2003 - January 16, 2004

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

September 3, 2002 - October 26, 2004

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

March 18, 1999 - September 4, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 3/17/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William M. Gospodarek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL BROKERAGE, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

GWN SECURITIES INC.

GWN SECURITIES INC.

BRECEK & YOUNG ADVISORS, INC.

LEGEND EQUITIES CORPORATION

BRECEK & YOUNG ADVISORS, INC.

USALLIANZ SECURITIES, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 6

Date: 3/17/1999

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

Similar Advisors