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Kirk Darin Brownfield

MORRIS GROUP
INDIANAPOLIS, IN
·CRD# 3197478·26 years experience

Professional Summary

Kirk Darin Brownfield, who also goes by Kirk Darin Brownfield, Kirk D Brownfield, is a registered financial advisor currently at MORRIS GROUP, INC. located in Indianapolis, Indiana. Kirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Kirk has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kirk Darin Brownfield, Kirk D Brownfield

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MORRIS GROUP, INC.·CRD# 13181
BD
8445 Keystone Xing Suite 240, Indianapolis, IN 46240
February 5, 2024 - Present
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Columbus, IN
January 3, 2022 - December 31, 2022
MORRIS GROUP, INC.·CRD# 13181
BD
Indianapolis, IN
January 13, 2021 - January 19, 2022
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Columbus, IN
November 13, 2020 - January 12, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Carmel, IN
August 23, 2010 - July 13, 2011
MORRIS GROUP, INC.·CRD# 13181
BD
Indianapolis, IN
February 26, 2008 - November 12, 2020
OSAIC FA, INC.·CRD# 3978
BD
Columbus, IN
October 12, 2006 - February 29, 2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Minneapolis, MN
August 28, 2002 - October 6, 2006
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
July 10, 2001 - August 30, 2002
CARDINAL INVESTMENTS, INC.·CRD# 36838
BD
Columbia, IL
November 22, 2000 - July 2, 2001

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Current Firm

MG
MORRIS GROUP, INC.

MORRIS GROUP, INC.

CRD#: 13181 / SEC#: 8-28916
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Mailing Address

8445 Keystone Xing Suite 240, Indianapolis, IN 46240

Phone Number

(317) 217-5440

Established

Indiana since 10/22/1982

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMMONS, JOHN RYANCCO, PRESIDENT4492497
REYNOLDS, MATTHEW MARKFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)4077413

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/12/2024)
RR
Indiana
(2/12/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2000About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kirk Darin Brownfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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