AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KB

Kirk D. Brownfield

MORRIS GROUP
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 3197478
KB

Professional summary

Kirk Darin Brownfield, who also goes by Kirk Darin Brownfield, Kirk D Brownfield, is a registered financial professional currently at MORRIS GROUP, INC. located in Indianapolis, Indiana.

Kirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Kirk has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kirk Darin Brownfield | Kirk D Brownfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirk Darin Brownfield's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2024 - Present

MORRIS GROUP, INC.

Office #1: 8445 Keystone Xing Suite 240, Indianapolis, IN 46240
BD
CRD#: 13181
Indianapolis, IN
Past

January 3, 2022 - December 31, 2022

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
Columbus, IN
Past

January 13, 2021 - January 19, 2022

MORRIS GROUP, INC.

BD
CRD#: 13181
INDIANAPOLIS, IN
Past

November 13, 2020 - January 12, 2021

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
Columbus, IN
Past

August 23, 2010 - July 13, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
CARMEL, IN
Past

February 26, 2008 - November 12, 2020

MORRIS GROUP, INC.

BD
CRD#: 13181
INDIANAPOLIS, IN
Past

October 12, 2006 - February 29, 2008

OSAIC FA, INC.

BD
CRD#: 3978
COLUMBUS, IN
Past

August 28, 2002 - October 6, 2006

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

July 10, 2001 - August 30, 2002

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN
Past

November 22, 2000 - July 2, 2001

CARDINAL INVESTMENTS, INC.

BD
CRD#: 36838
COLUMBIA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/12/2024)
RR
Indiana
(2/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/21/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MORRIS GROUP, INC.
MORRIS GROUP, INC.

CRD#: 13181 / SEC#: , 8-28916

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240
Mailing Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240
Phone number
(317) 217-5440
Established
Indiana since 10/22/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMMONS, JOHN RYANCCO, PRESIDENT4492497
REYNOLDS, MATTHEW MARKFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)4077413
SIMMONS, JOHN BASILVICE PRESIDENT1355715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORRIS GROUP, INC.

CRD#: 13181Indianapolis, IN 46240

TRUST BUT VERIFY

Monitor Kirk Brownfield

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Brian Forrest Cooke
Brian CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Tammy Kay Williams
Tammy WilliamsAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.