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Arthur Douglas Johnson

CRD# 3197272·Registered 1999 - 2012
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Douglas Johnson, who also goes by Doug Johnson, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1999 - 2012. Arthur had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Doug Johnson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Past

COLUMBIA PACIFIC WEALTH MANAGEMENTPast·CRD# 156225
RIA
Seattle, WA
January 21, 2011 - August 15, 2012
SYMBEQUITY INVESTMENT ADVISORY, LLCPast·CRD# 150055
RIA
Seattle, WA
August 23, 2010 - April 20, 2011
LAKESIDE CAPITAL MANAGEMENT LLCPast·CRD# 108155
RIA
Seattle, WA
August 21, 2003 - December 20, 2010
KMS FINANCIAL SERVICES, INC.Past·CRD# 3866
BD
Seattle, WA
March 24, 1999 - May 1, 2000

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Current Firm

CP
COLUMBIA PACIFIC WEALTH MANAGEMENT

COLUMBIA PACIFIC CAPITAL MANAGEMENT | CPWM, LLC | CPCM, LLC | COLUMBIA PACIFIC WEALTH MANAGEMENT

CRD#: 156225 / SEC#: 801-72122

Contact Information

Main Address

1910 Fairview Ave E Suite 200, Seattle, WA 98102-3620

Phone Number

(206) 728-9063

# of Employees

44

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2023)

Regulatory Assets Under Management

Total Number of Accounts

6,489

AUM (Assets Under Management)

$6,692,219,926

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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