Paul J. Hall
RATHER & KITTRELL
Knoxville, TN 37934
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CRD#: 3197264
Professional summary
Paul Jeffrey Hall, CFP®, who also goes by Jeff Hall, is a registered financial advisor currently at RATHER & KITTRELL, INC. located in Knoxville, Tennessee.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. * Insurance Sales - 11905 Kingston Pike, Knoxville, TN 37934; 11/1999; Sole Proprietorship; Insurance Agent; Insurance Sales; Investment Related; <5 hrs/mo 2.* Tennessee Pension Administrators - 11909 Kingston Pike, Knoxville TN 37934; 01/2016; Investment Related; Retirement plan third-party administrator; Owner; LLC; 0 hrs/mo trading 3. * Lift Foundation - www.liftfoundation.info; 2010; NIR; Board Member; Non-Profit; 1 hr/mo non-trading 4.* Author - home address; 2014; NIR; Authored a book sold on Amazon (Title - Beyond the White Coat - Wealth Management for Physicians in Turbulent Times); Author; Sole Prop; 0 hrs/mo trading 5.* RK Holdings, Inc. - 11905 Kingston Pike, Knoxville TN 37934, 12/2016; NIR; Owner; Corp that owns R&K businesses; Private Corp; 0 hrs/mo trading
CRS (Client Relationship Summary) - RIA
Click below to view Paul Jeffrey Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
February 4, 2004 - Present
RATHER & KITTRELL, INC.
Office #1: 11905 Kingston Pike, Knoxville, TN 37934RIA
CRD#: 114885
Knoxville, TN
Past
February 13, 2002 - September 17, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
July 19, 1999 - February 12, 2002
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R&
RATHER & KITTRELL, INC.
RATHER & KITTRELL, INC.
CRD#: 114885 / SEC#: 801-66996
RIA
Registered Investment Advisory firm - (7/14/2006 Approved)Tennessee
Registered Investment Advisory firm - (8/27/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(2/4/2004)
IAR
Texas(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
R&
RATHER & KITTRELL, INC.
RATHER & KITTRELL, INC.
CRD#: 114885 / SEC#: 801-66996
RIA
Registered Investment Advisory firm - (7/14/2006 Approved)Tennessee
Registered Investment Advisory firm - (8/27/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11905 Kingston Pike, Knoxville, TN 37934
Mailing Address
Phone number
(865) 218-8400
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,129 |
| AUM (Assets Under Management) | $ 1,855,203,829 |
Red Flags
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Company Information
RATHER & KITTRELL, INC.
CRD#: 114885Knoxville, TN 37934TRUST BUT VERIFY
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