Kenneth E. Walsh

BUCKLEY CAPITAL ADVISORS

STEAMBOAT SPRINGS, CO

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CRD#: 3197236

Professional summary

Kenneth Edward Walsh, who also goes by Ken Walsh, is a registered financial advisor currently at BUCKLEY CAPITAL ADVISORS, LLC located in Steamboat Springs, Colorado.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kenneth has worked at 9 firms and has passed the Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Walsh Corr & Associates- accounting firm- owner/accountant- CO. Not investment related. Kenneth E. Walsh is a partner in several real estate investments. Clients are not solicited into these or any other real estate investments. Kenneth E. Walsh is an owner of W F H LLC, a family partnership used to hold various investments. Clients are not solicited to invest in this family partnership.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Edward Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2015 - Present

BUCKLEY CAPITAL ADVISORS, LLC

RIA

CRD#: 268818

STEAMBOAT SPRINGS, CO

Past

November 14, 2006 - October 3, 2016

FORTRESS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 141545

STEAMBOAT SPRINGS, CO

Past

October 27, 2005 - November 26, 2007

CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.

RIA

CRD#: 127666

BOULDER, CO

Past

October 4, 2004 - July 6, 2005

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 131563

STEAMBOAT SPRINGS, CO

Past

January 14, 2003 - December 31, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

STEAMBOAT SPRINGS, CO

Past

December 20, 2001 - January 15, 2003

XELAN INVESTMENT SERVICES, INC.

RIA

CRD#: 111870

STEAMBOAT SPRINGS, CO

Past

February 16, 2000 - December 31, 2002

XELAN INC

RIA

CRD#: 104856

STEAMBOAT SPRINGS, CO

Past

September 15, 1999 - November 11, 1999

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

March 25, 1999 - October 11, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKLEY CAPITAL ADVISORS, LLC

BUCKLEY CAPITAL ADVISORS, LLC | BUCKLEY CAPITAL MANAGEMENT, INC | BUCKLEY CAPITAL MANAGEMENT

CRD#: 268818 / SEC#: 801-110484

RIA

Registered Investment Advisory firm - (5/18/2017 Approved)

Colorado

Registered Investment Advisory firm - (6/1/2017 Terminated)

Florida

Registered Investment Advisory firm - (5/26/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/7/2015)

IAR

Florida
(11/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 3/24/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUCKLEY CAPITAL ADVISORS, LLC

BUCKLEY CAPITAL ADVISORS, LLC | BUCKLEY CAPITAL MANAGEMENT, INC | BUCKLEY CAPITAL MANAGEMENT

CRD#: 268818 / SEC#: 801-110484

RIA

Registered Investment Advisory firm - (5/18/2017 Approved)

Colorado

Registered Investment Advisory firm - (6/1/2017 Terminated)

Florida

Registered Investment Advisory firm - (5/26/2017 Terminated)

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Contact information

Main Address

1111 Lincoln Road, Suite 610, Miami Beach, FL 33139

Mailing Address

Phone number

(347) 292-9957

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUCKLEY ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 147,381,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth E. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Edward Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS CAPITAL MANAGEMENT, INC.

CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

XELAN INC

ONEAMERICA SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

BUCKLEY CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/1999

Series 6

Date: 3/24/1999

Current Firm

BUCKLEY CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUCKLEY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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