Charles Kenneth Maretzky Jr
Professional Summary
Charles Kenneth Maretzky JR, who also goes by Chuck Maretzky, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1970 - 2008. Charles had worked at 8 firms and has passed the Series 63, Series 55, Series 1, Series 4, F04 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Maretzky
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
BROKERDEALS.COM, L.L.C. | SWTCAPITAL, LLC | SW TEXAS CAPITAL, LLC | SOUTHWEST TEXAS CAPITAL, LLC | SOUTHWEST TEXAS CAPITAL, L.L.C | GALLAMORE AND LIGHTFOOT FINANCIAL | GALLAMORE & LIGHTFOOT FINANCIAL GROUP, LLC | GALLAMORE & LIGHTFOOT FINANCIAL GROUP | BROKERDEALS.COM,LLC DBA GALLAMORE AND LIGHTFOOT FINANCIAL GROUP
Contact Information
Established
Texas since 05/18/2000Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 1 — Registered Representative Examination
Passed Jul 1970F04 — Financial Principal Examination
Passed Jan 1974Series 00 — General Securities Principal Examination
Passed Apr 1973Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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