Sharon L. Maretta-carfi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Lorraine Maretta-carfi, who also goes by Sherry Lorraine Carfi, Sharon Lorraine Koop, Sherri Lorraine Koop, Sherry Lorraine Maretta, Sharon Lorraine Marettacarfi, Sherri Marettacarfi, Sharon Lorraine Marettawalter, Sharon Maretta Walter, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1971. Sharon had worked at 12 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 82TO, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2018 - June 20, 2025
STILLPOINT CAPITAL, LLC
April 27, 2015 - December 27, 2016
NEW RYE SECURITIES, LLC
September 11, 2013 - April 15, 2015
INSIGHT SECURITIES, INC.
April 20, 2009 - April 20, 2012
MCCLENDON, MORRISON & PARTNERS, INC.
March 1, 2006 - July 1, 2008
CAPSTONE INVESTMENTS
December 15, 2003 - February 21, 2006
AVIAN SECURITIES, LLC
July 6, 1998 - December 9, 2003
ADVEST, INC.
January 2, 1997 - May 21, 1998
ABN AMRO INCORPORATED
November 29, 1983 - January 2, 1997
THE CHICAGO CORPORATION
July 13, 1978 - November 29, 1983
BECKER PARIBAS INCORPORATED
February 13, 1975 - July 13, 1978
BECKER SECURITIES INCORPORATED
September 21, 1971 - January 5, 1975
ROTHSCHILD INVESTMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsPC
Date: 6/3/1977
AMEX Put and Call ExamSeries 1
Date: 9/10/1971
Registered Representative ExaminationCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
