Sheila T. Cimini
Professional summary
Sheila Tuttle Cimini, who also goes by Sheila A Tuttle, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Newport Beach, California.
Sheila is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sheila has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sheila Tuttle Cimini's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2021 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 520 Newport Beach Center Suite 430, Newport Beach, CA 92660May 11, 2011 - March 24, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 8, 2011 - March 24, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/19/2021)
Exams
Current Firm
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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