AS
Adam D. Straseske
STRATEGIC FINANCIAL CONCEPTS
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 3197102
AS
Professional summary
Adam Dennis Straseske is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in San Antonio, Texas and LPL FINANCIAL LLC located in Round Rock, Texas.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Adam has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/16/2009: REGISTERED INVESTMENT ADVISOR - STRATEGIC FINANCIAL CONCEPTS, LLC - (HYBRID RIA) COMPENSATION IS A PERCENTAGE OF THE ASSETS UNDER MANAGEMENT . COMPENSATION ALSO COMES FROM AN HOURLY FEE OR FLAT/FIXED FEE FROM A FINANCIAL PLAN. - TIME SPENT 40% - AUSTIN, TX. 2. 2/2/2010: NON-VARIABLE INSURANCE - NATIONAL FINANCIAL ALLIANCE - OFFER PROSPECTIVE CLIENTS LIFE, DISABILITY, AND FIXED ANNUITIES DEPENDING UPON THEIR WANTS AND NEEDS. - TIME SPENT 10% - AUSTIN, TX. 3. 11/5/2012: REAL ESTATE RENTAL - MANOR FITNESS PROPERTIES, LLC - ONE COMMERCIAL PROPERTY. NO RENTERS ARE CUSTOMERS OR ADVISORS. - TIME SPENT 1% - MANOR, TX. 4. 06/24/2013 - NFA WEALTH MANAGEMENT - DBA ONLY - NFA WEALTH MANAGEMENT - MARKETING NAME FOR SECURITIES AND FEE-BASED BUSINESS. I PROVIDE INVESTMENT ADVICE. - 10% OF TIME SPENT - AUSTIN, TX 5. 04/17/2014 - GEORGETOWN ASSET MANAGEMENT, LLC - FOR ACCOUNTING PURPOSES ONLY - LLC FOR TAX PURPOSES. - TIME SPENT 5% - AUSTIN, TX 6. 07/07/2016 - Strategic Financial Concepts, LLC - Registered Investment Advisor DBA - Red Oak Financial Asset Management - INV REL - Start 06/01/2016 - 2201 Double Creek Drive, 5005, Round Rock, TX 78664 - Investment Advisory Business Only - 80 Hr/Mo; 20 Hours During Securities Trading. 7. 4/26/2017 - No Business Name - Investment Related - Home Based - Other-Author - Co-Author - Started 04/01/17 - 5 Hours Per Month/0 Hours During Securities Trading - "Home Run Financial Planning". 8. 12/8/2017 - NFA Institutional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/13/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 9. 12/14/2017 - NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/13/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 10. 10/1/2020 - Strategic Financial Concepts, LLC - DBA: (Hybrid) Burnet Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/15/2020 - 40 Hours Per Month/30 Hours During Securities Trading. 11. 3/11/2021 - Manor Plaza, llc - Investment Related - Location/Address: NA - Real Estate Rental - Started 06/13/2017 - 0 Hours Per Month - Building has been completed and is partially leased.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Dennis Straseske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2008 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 901 Ne Loop 410 Suite 100, San Antonio, TX 78209RIA
CRD#: 141849
San Antonio, TX
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 2201 Double Creek Dr, Ste 5005, Round Rock, TX 78664RIA
BD
CRD#: 6413
ROUND ROCK, TX
Past
November 3, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
AUSTIN, TX
Past
March 23, 2006 - December 31, 2006
CHOICE ADVISORY GROUP, INC.
RIA
CRD#: 135226
AUSTIN, TX
Past
April 5, 2005 - July 3, 2006
CHOICE INVESTMENTS, INC.
RIA
CRD#: 17665
AUSTIN, TX
Past
June 17, 2002 - December 31, 2006
CHOICE INVESTMENTS, INC.
BD
CRD#: 17665
AUSTIN, TX
Past
February 14, 2001 - June 15, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 27, 2000 - February 8, 2001
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
April 26, 1999 - March 30, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2023)
RR
Arizona(5/8/2023)
RR
Arkansas(3/16/2023)
RR
California(1/3/2024)
RR
Colorado(2/7/2023)
RR
Connecticut(1/11/2023)
RR
Florida(3/17/2022)
RR
Georgia(1/11/2023)
RR
Illinois(2/16/2023)
RR
Indiana(1/24/2022)
RR
Iowa(7/2/2024)
RR
Kansas(2/7/2022)
RR
Louisiana(9/8/2009)
RR
Maryland(5/16/2023)
RR
Michigan(1/11/2023)
RR
Minnesota(1/16/2024)
RR
Mississippi(7/17/2025)
RR
Missouri(3/17/2022)
RR
New Mexico(1/10/2023)
RR
North Dakota(10/2/2023)
RR
Ohio(4/5/2022)
RR
Oklahoma(9/8/2009)
RR
Oregon(8/25/2024)
RR
Pennsylvania(11/13/2025)
RR
South Carolina(2/6/2024)
RR
Tennessee(5/18/2023)
IAR
Texas(11/13/2008)
RR
Texas(9/8/2009)
RR
Virginia(7/16/2025)
RR
Washington(6/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
