DF
Douglas R. Fisher
FIDUCIARY FINANCIAL ADVISORS
Grand Rapids, MI 49503
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CRD#: 3196973
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Professional summary
Douglas Robert Fisher is a registered financial advisor currently at FIDUCIARY FINANCIAL ADVISORS located in Grand Rapids, Michigan.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Fisher is an independent insurance agent (life, annuity and Health). Mr. Fisher may recommend these services to clients. This other business activity pays Mr. Fisher commissions that are separate from the fees described in the firm's ADV Part 2A. This is a conflict of interest because the commissions give Mr. Fisher a financial incentive to recommend and sell clients the insurance products. However, Mr. Fisher attempts to mitigate any conflicts of interest to the best of his ability by placing the client's interests ahead of his own, through his fiduciary duty and by informing clients that they are never obligated to purchase recommended insurance through him. Additionally, Mr. Fisher uses the services of a third-party brokerage to obtain multiple price quotes in a proactive effort to obtain price reductions and reduce out of pocket costs for each client.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Robert Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2020 - Present
FIDUCIARY FINANCIAL ADVISORS
Office #1: 124 Fulton St. East Suite 200, Grand Rapids, MI 49503RIA
CRD#: 172103
Grand Rapids, MI
Past
February 24, 2009 - November 25, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
GRAND RAPIDS, MI
Past
February 23, 2009 - November 25, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
GRAND RAPIDS, MI
Past
January 2, 2009 - February 26, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past
October 25, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
GRAND RAPIDS, MI
Past
May 2, 2005 - February 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GRAND RAPIDS, MI
Past
February 17, 2005 - April 26, 2005
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
GREENVILLE, MI
Past
May 2, 2001 - April 26, 2005
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
August 18, 1999 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
BD
CRD#: 17039
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIDUCIARY FINANCIAL ADVISORS
ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103 / SEC#: 801-120619
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Michigan
Registered Investment Advisory firm - (5/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FIDUCIARY FINANCIAL ADVISORS
ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103 / SEC#: 801-120619
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Michigan
Registered Investment Advisory firm - (5/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
124 Fulton St. East Suite 200, Grand Rapids, MI 49503
Mailing Address
Phone number
(616) 622-3062
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,035 |
| AUM (Assets Under Management) | $ 1,165,890,928 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/02/2025 | ||
| 10/16/2024 |
Red Flags
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Company Information
FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103Grand Rapids, MI 49503TRUST BUT VERIFY
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