Brock Jason Teets
Professional Summary
Brock Jason Teets is a registered financial advisor currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota. Brock is registered as a RR (Registered Representative) and started their career in finance in 1999. Brock has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC
Contact Information
Main Address
1 North Main Street, Minot, ND 58703-3189Mailing Address
Po Box 500, Minot, ND 58702-0500Phone Number
(701) 852-5292Established
Kansas since 01/02/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
State Registrations and Notice Filings
(1/30/2012)
(7/2/2018)
(3/17/2020)
(8/10/2009)
(6/15/2018)
(8/10/2009)
(11/14/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1999About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2006About the Series 26 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view Brock Jason Teets's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
MORGAN STANLEY
PFS INVESTMENTS INC.