Brock J. Teets
Professional summary
Brock Jason Teets is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.
Brock is registered as a RR (Registered Representative) and started their career in finance in 1999. Brock has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brock Jason Teets's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2009 - Present
INTEGRITY FUNDS DISTRIBUTOR, LLC
Office #1: 1 North Main Street, Minot, ND 58703-3189July 8, 1999 - August 10, 2009
VIKING FUND DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2012)
(7/2/2018)
(3/17/2020)
(8/10/2009)
(6/15/2018)
(8/10/2009)
(11/14/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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