Robert M. Marcus

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CRD#: 319646

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Michael Marcus was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 14 firms and has passed the Series 55 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 3, 2008 - June 30, 2009

MARTINEZ-AYME SECURITIES

CRD#: 109838

BOCA RATON, FL

Past

September 8, 2008 - October 3, 2008

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

RIDGEWOOD, NJ

Past

July 3, 2008 - August 25, 2008

CELADON FINANCIAL GROUP LLC

CRD#: 36538

BOCA RATON, FL

Past

January 2, 2003 - July 1, 2008

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

FT. LAUDERDALE, FL

Past

September 20, 2002 - January 3, 2003

GLOBAL PARTNERS SECURITIES INC.

CRD#: 19606

FORT LAUDERDALE, FL

Past

September 21, 1999 - October 25, 2002

NORTH AMERICAN INSTITUTIONAL BROKERS

CRD#: 20574

FT. LAUDERDALE, FL

Past

July 5, 1994 - July 7, 1999

NORTH AMERICAN INSTITUTIONAL BROKERS

CRD#: 20574

FT. LAUDERDALE, FL

Past

September 22, 1987 - June 1, 1994

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

Past

January 23, 1986 - September 16, 1986

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Past

July 29, 1985 - August 5, 1985

ROONEY, PACE INC.

CRD#: 6218

Past

November 21, 1984 - May 17, 1985

CREATIVE SECURITIES CORP.

CRD#: 3509

Past

February 6, 1981 - October 5, 1984

TROSTER SINGER CORPORATION

CRD#: 7441

Past

July 6, 1972 - November 20, 1980

UBS CAPITAL MARKETS L.P.

CRD#: 2692

Past

July 27, 1971 - June 10, 1972

PLYMOUTH SECURITIES CORP

CRD#: 1000002

Past

September 9, 1970 - February 10, 1972

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 55

Date: 10/28/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 1

Date: 9/3/1970

Registered Representative Examination

Current Firm

MARTINEZ-AYME SECURITIES

MARTINEZ-AYME FINANCIAL GROUP INCORPORATED | MARTINEZ-AYME SECURITIES

CRD#: 109838 / SEC#: , 8-53108

Cancelled by SEC on 10/26/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 12/14/1999

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AYME, ALFREDO FRANCISCO	SHAREHOLDER	1531433
MARTINEZ, REYNALDO AMBROSIO	PRESIDENT/CEO/HEAD TRADER/COO/SECRETARY/OPERATIONS MANAGER/ CCO	1270166
RODRIGUEZ, MAGDIEL	SHAREHOLDER	5028838
ZALCBERG HOLDINGS, INC.	SHAREHOLDER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert M. Marcus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FOUR POINTS CAPITAL PARTNERS LLC

CELADON FINANCIAL GROUP LLC

NEWBRIDGE SECURITIES CORPORATION

GLOBAL PARTNERS SECURITIES INC.

NORTH AMERICAN INSTITUTIONAL BROKERS

NORTH AMERICAN INSTITUTIONAL BROKERS

BAIRD, PATRICK & CO., INC.

RAYMOND JAMES & ASSOCIATES, INC.

ROONEY, PACE INC.

CREATIVE SECURITIES CORP.

TROSTER SINGER CORPORATION

UBS CAPITAL MARKETS L.P.

PLYMOUTH SECURITIES CORP

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 55

Date: 10/28/1999

Series 1

Date: 9/3/1970

Current Firm

MARTINEZ-AYME SECURITIES

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MARTINEZ-AYME SECURITIES

TRUST BUT VERIFY

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