Edward T. Wuenschell

WORLD CAPITAL ADVISORS

ELLIOTT CITY, MD

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CRD#: 3196420

Professional summary

Edward Thomas Wuenschell is a registered financial advisor currently at WORLD CAPITAL ADVISORS, LLC located in Elliott City, Maryland.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Edward has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPOINTED WITH THE FOLLOWING FINANCIAL FIRMS AND INSURANCE COMPANIES:ING FINANCIAL,AMERICAN FUNDS,PRINCIPAL FINANCIAL, STANDARD,GUARDIAN, MET, AETNA, HEALTH AMERICA/HEALTH ASSURANCE, CAREFIRST, UNITED CONCORDIA,UNITED HEALTHCARE, CIGNA, HIGHMARK, UNUM, ASSURANT,ANTHEM FW BENEFIT PROFEWSSIONALS, LLC: OWNER. THE BUSINESS IS AN INVESTMENT-RELATED EMPLOYEE BENEFITS ADVISOR, WORKING WITH EMPLOYER INSURANCE PLANS, RETIREMENT PLANS- 401(K) ADMINISTRATION INCLUDING REGISTERED INVESTMENT ADVISORY SERVICES AND OTHER BENEFITS PLANNING. THIS IS MY PRIMARY BUSINESS AND TAKES UP ALL SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Thomas Wuenschell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2011 - Present

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

ELLIOTT CITY, MD

Past

April 6, 2004 - March 8, 2005

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 11, 2003 - April 19, 2004

APB FINANCIAL GROUP LTD

RIA

CRD#: 111284

WEXFORD, PA

Past

May 6, 2002 - December 1, 2003

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

July 8, 1999 - April 29, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD CAPITAL ADVISORS, LLC

CRD#: 135941 / SEC#: 801-79761

RIA

Registered Investment Advisory firm - (6/5/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2014 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/6/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/7/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WORLD CAPITAL ADVISORS, LLC

CRD#: 135941 / SEC#: 801-79761

RIA

Registered Investment Advisory firm - (6/5/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2014 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2014 Terminated)

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Contact information

Main Address

1636 Logan Street, Denver, CO 80203

Mailing Address

Phone number

(804) 267-7418

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WCA BROCHURE-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 62,031,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward T. Wuenschell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Thomas Wuenschell's CRS (Customer Relationship Summary).

Certified licenses

Experience

1717 CAPITAL MANAGEMENT COMPANY

APB FINANCIAL GROUP LTD

KESTRA INVESTMENT SERVICES, LLC

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

WORLD CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2000

Series 63

Date: 6/7/1999

Series 6

Date: 7/7/1999

Current Firm

WORLD CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORLD CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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