Deborah A. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Ann Mcdermott, who also goes by Debbie Mcdermott, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1999. Deborah had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2009 - June 21, 2012
KESTRA INVESTMENT SERVICES, LLC
October 30, 2009 - June 21, 2012
KESTRA INVESTMENT SERVICES, LLC
January 3, 2005 - November 13, 2007
TRUIST INVESTMENT SERVICES, INC.
January 3, 2005 - November 13, 2007
TRUIST INVESTMENT SERVICES, INC.
December 12, 2003 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
December 12, 2003 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
September 5, 2003 - December 15, 2003
MSI FINANCIAL SERVICES, INC.
August 15, 2001 - December 15, 2003
METROPOLITAN LIFE INSURANCE COMPANY
August 15, 2001 - December 15, 2003
MSI FINANCIAL SERVICES, INC.
March 18, 1999 - July 11, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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