Joel E. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Elliott Marcus, who also goes by Joel Elliot Marcus, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1970. Joel had worked at 7 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - December 5, 2024
NETWORK 1 FINANCIAL SECURITIES INC.
July 23, 2012 - February 28, 2013
SETON SECURITIES GROUP, INC.
May 30, 2002 - June 30, 2011
DOMESTIC SECURITIES, INC.
May 30, 2002 - June 18, 2012
RUSHMORE CAPITAL, INC.
November 16, 1987 - May 30, 2002
CROWN FINANCIAL GROUP, INC.
November 18, 1983 - October 29, 1987
DOMESTIC ARBITRAGE GROUP, INC.
February 8, 1978 - November 7, 1983
CROWN FINANCIAL GROUP, INC.
June 4, 1970 - April 7, 1978
HELFER, BROUGHTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 6/11/1969
Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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