Jerry L. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Louis Marcus was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1968. Jerry had worked at 12 firms and has passed the Series 7, Series 1, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1990 - July 31, 1992
BRADESCO INVESTMENTS INC.
July 21, 1988 - July 15, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 24, 1985 - July 19, 1988
AMERIFIRST SECURITIES CORPORATION
November 26, 1979 - November 15, 1981
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 26, 1979 - November 16, 1981
SIGNATOR INVESTORS, INC.
June 22, 1977 - April 11, 1979
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 21, 1976 - June 1, 1977
E. F. HUTTON & COMPANY INC
December 17, 1975 - June 11, 1976
LOEB RHOADES & CO
January 21, 1975 - January 19, 1976
SHEARSON HAYDEN STONE INC.
July 31, 1974 - February 15, 1975
DREXEL BURNHAM LAMBERT INCORPORATED
June 14, 1973 - September 2, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 23, 1968 - September 24, 1973
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/21/1968
Registered Representative ExaminationCurrent Firm
BRADESCO INVESTMENTS INC.
CRD#: 19453 / SEC#: , 8-37483
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
