Adam C. Boynton
Professional summary
Adam Christopher Boynton was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam Christopher Boynton, who also goes by Adam C Boynton, was a registered financial advisor .
Adam is a previously registered financial advisor and started their career in finance in 1999. Adam had worked at 10 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2011 - April 9, 2013
MORGAN STANLEY
March 4, 2011 - April 9, 2013
MORGAN STANLEY
January 3, 2011 - March 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 13, 2005 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 9, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 1, 2004 - December 1, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
September 9, 2004 - October 1, 2004
FISERV INVESTOR SERVICES, INC.
April 5, 2004 - September 7, 2004
BRECEK & YOUNG ADVISORS, INC.
January 14, 2003 - April 12, 2004
WAMU INVESTMENTS, INC.
June 26, 2000 - January 8, 2003
CAL FED INVESTMENTS
April 13, 1999 - February 22, 2000
IDS LIFE INSURANCE COMPANY
April 13, 1999 - February 22, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
