Bernard M. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Martin Marcus was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1973. Bernard had worked at 4 firms and has passed the Series 63, Series 22, Series 39, Series 00 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 1996 - April 7, 2000
RBG INVESTMENTS, INC.
July 22, 1988 - March 27, 1995
NATIONAL PARTNERSHIP EQUITIES,INC.
August 16, 1984 - March 27, 1995
NATIONAL PARTNERSHIP EQUITIES,INC.
May 16, 1977 - January 11, 1978
INTEGRATED RESOURCES EQUITY CORPORATION
December 31, 1973 - March 5, 1976
CROWLEY KAISER & MCKENNA INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 11/8/1973
General Securities Principal ExaminationF04
Date: 11/7/1973
Financial Principal ExaminationCurrent Firm
RBG INVESTMENTS, INC.
CRD#: 36528 / SEC#: , 8-47281
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
